Client Transition: The 90/30 Plan
Because we are a dually-registered firm, we can accept both your advisory and brokerage relationships. Successfully moving a book of business requires significant and detailed planning weeks and even months ahead of the actual move. For each new Advisor we develop a streamlined transfer process and a personalized transition time line to minimize the risks associated with your transition.
We have simplified forms and procedures and a dedicated transition specialist assigned to you and your client accounts to facilitate your move to Vestor Capital. Our Transition Team Manager has over 40 years experience in back office and operations support management and, correspondingly, superior relationships with key staff at the major custodians.
Our objective is to have 90%, or greater, of your client assets either transferred or in transit to our respective custodians within 30 days of your start date. This is accomplished through careful and expedient planning and execution. The veracity of your client relationships also play a critical role in this process.
Advisor Transition: Choose Your Deal
"We have a model that can help Advisors end the cycle of madness while providing them with a permanent career solution."
At Vestor Capital you are provided with multiple options to structure a deal best suited to your needs. The short-term economic risk that you assume must be considered. We will work with you to initiate an agreement that makes sense for you and your family. Why mortgage your practice? Why pay interest and taxes on future revenue when you can write your own deal and own the revenue?